Virginia Brake

Compliance and Operations Manager

Virginia serves as CIC’s Compliance and Operations Manager. She has over 20 years of experience in financial services, working directly with clients as well as specializing in operations and back-office functions. She is also well versed in regulatory compliance and is licensed as a Securities Principal. She has previously worked in the industry for companies such as BB&T and Vanguard. Virginia is passionate about process improvement, pursuing excellence, and putting the client first. She is a Charlotte native and graduated from Charlotte Country Day School and North Carolina State University, where she earned a Bachelor of Arts. Virginia currently lives in Charlotte with her four children. She is an avid reader, loves all genres of music, board games, trivia, and is a member of Myers Park United Methodist Church. Virginia holds her FINRA series 7, 63, 65, 9, 10 and 24 licenses.

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