MSRB G-10 Disclosure

Customer Education and Protection Notice

Carolinas Investment Consulting (“CIC”) is registered with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (“MSRB”). CIC offers 529 college savings plans to its clients, which are considered a municipal security. The MSRB makes available an Investor Brochure on their website,, that describes the protections that may be provided by the MSRB rules and how to file a complaint with an appropriate regulatory authority.

Please reach out to your Consultant at 704-643-2455 with any questions.

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